5th Jul 21 Private Wealth Management Zoom Call
Private Wealth Management
Chairman
Sarah Meakes
Alder IM

This meeting has been switched to a Zoom video conference call
Discussion Topics

• FCA
- CP21/09: best execution
- CP21/17: climate-related disclosures
- self-identified transaction reporting corrections
- other FCA points
• Sharing compliance manual/policies
• CV19 issues & ‘road to normal’
• TISA projects
• Other issues


 

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