| 16th Jun 25 | Private Wealth Management | Zoom Call |
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| PWM Compliance | ||
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Chairman Michael Harden Lumin Wealth This meeting has been switched to a Zoom video conference call |
Discussion Topics • FCA --smaller AMs and alternatives business model review --investment research rule changes --annual consumer duty reports --annual fitness and propriety assessments --FCA interaction --other FCA points • Investment v financial planning • Costs & charges disclosures: FX • Portfolio management systems: outsourcing approach • FSCS fees • Other points |
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