| 13th May 24 | Private Wealth Management | Zoom Call |
|---|---|---|
| PWM Compliance | ||
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Chairman Sarah Meakes Alder IM This meeting has been switched to a Zoom video conference call |
Discussion Topics • SDR --identifying in-scope funds --sending disclosures to clients --timeliness of disclosures --overseas statements --grandfathering of disclosures --naming & marketing rules for portfolio managers --other SDR points • FCA points --FCA information request: advance notice for consumer duty --CP24/7: payment optionality for investment research --TR24/1: retirement income advice --sanctions testing --FCA interaction --other FCA points • Other points |
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| 11th Jun 24 | Private Wealth Management | London |
|---|---|---|
| PWM Compliance | ||
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Howden Group's Offices, One Creechurch Lane, London EC3A 5AF (map)
4.20pm for 4.30pm to 6pm, followed by drinks |
Discussion Topics |
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| 8th Jul 24 | Private Wealth Management | Zoom Call |
|---|---|---|
| PWM Compliance | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 9th Sep 24 | Private Wealth Management | Zoom Call |
|---|---|---|
| PWM Compliance | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 7th Oct 24 | Private Wealth Management | Zoom Call |
|---|---|---|
| PWM Compliance | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 11th Nov 24 | Private Wealth Management | Zoom Call |
|---|---|---|
| PWM Compliance | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 9th Dec 24 | Private Wealth Management | Zoom Call |
|---|---|---|
| PWM Compliance | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
|