6th Jul 26 Private Wealth Management Zoom Call
PWM Compliance
Chairman
Sarah Meakes
Alder IM

This meeting has been switched to a Zoom video conference call
Discussion Topics

• Evidencing clients’ access to online valuations
• Data protection complaints
• Rathbones findings
• Elective professional: opt up by sector/investment type
• FCA
—surveys: bereavement & MPS
—interaction
—other FCA points
• Other points

 

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